Brokers and “fiduciary” duty
Individual investors can benefit from a proposal within the Obama regulatory reform plan that obliges brokers to put their client’s interest ahead of their own and act with a higher “fiduciary”...
View ArticleFiduciary and investment banks
On the heels of allegations that Goldman Sachs took advantage of clients during the mortgage-market collapse, Congress reportedly is considering new legal standards for investment banks when they deal...
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